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| Desired Industry: Banking/Mortgage |
SpiderID: 13870 |
| Desired Job Location: New York City, New York |
Date Posted: 7/13/2007 |
| Type of Position: Full-Time Permanent |
Availability Date: Immediate |
| Desired Wage: 40000 |
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U.S. Work Authorization: Yes |
| Job Level: Management (Manager, Director) |
Willing to Travel: Yes, 25-50% |
| Highest Degree Attained: High School/Equivalent |
Willing to Relocate: Yes |
Experience:
Equity Trader / Assistant
Morgan Stanley in 1585 Broadway, NY NY 10036
May 2000 to June 2006
• I was an integral part of two sector teams (Healthcare, Consumer Staples). I traded and or executed orders for institutional clients, attempted to attract additional business by shopping both natural and non natural order flow. I filled in fully for any trader who was on vacation or out sick.
• I acquired expertise in the trading of listed (NYSE primarily) stocks, adding to my strictly NASDAQ experience. I was released, with severance, from this job as part of a workforce reduction which affected eighteen other employees in my department.
Nasdaq Trader
Dean Witter Reynolds in 2 World Trade Center NY NY 10048
June 1983 to May 2000
• The first four years of my career at Dean Witter entailed being an Agency Clerk (NOT taking risk, just executing orders as agent with other firms), and then a Trader's Assistant, for the other thirteen years I was a solo NASDAQ Trader. I provided timely and best executions to our internal retail order flow.
• I undertook long or short positions in any of the stocks on my pad when I thought it appropriate, to generate additional profit. This job ended when the trading desks were finally merged following the Morgan Stanley - Dean witter merger.
Trader's Assistant, Agency Clerk
Merrill Lynch in One Liberty Plaza, NY NY
April 1981 to June 1983
• I helped a senior NASDAQ trader maintain stock positions, and executed agency orders. I left for a higher paying job across the street.
Education:
• Education History
Franklin Delano Roosevelt HS in Brooklyn, New York
September 1976 to June 1978
Kingsboro Community College in Brooklyn, New York
September 1979 to June 1980
• Qualifications
Qualification Grade Achieved
HS Diploma
Series 7
Series 55
Series 63
some college 24 credits 3.5
Skills:
• Banking & Finance - Trading
Additional Information:
My objective is to secure a position on a Buy or Sell side Trading desk that will allow me to utilize my 25 years experience in executing NASDAQ and NYSE securities. I currently have valid registrations in Series 7, 55 and 63. My standout skills have been expert executions (especially stealthy) and risk reduction. In my last position I routinely handled large orders (25k + shares) including a few in excess of a million shares (the last three instances in 2006 all resulted in extremely satisfied clients and sales traders, plus full retention of agency commission AND a small trading profit - even though I was at risk on half a million shares of stock in two of those situations). I have been well liked and successful at all three of the firms I've worked for. My weak point would be my education - just some college, but more than compensated for by my many years of experience.
Candidate Contact Information:
| Name: Mr. Larry Cadarette |
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