Director Job

Employer Name: BankingandFinanceCrossing	SpiderID: 2370599
Location: New York City, New York	Date Posted: 7/15/2008
Wage:	Category: Banking/Mortgage
Job Code: 6301681

Job Description:

A compliance and ensure OBD strategy is aligned with the RBC Global AML compliance strategy; . Tailor global AML strategies to meet the needs of RBCOBD and local regulators, and ensure RBC Capital Markets and RBC Dain Rauscher are equipped to meet global AML regulatory requirements as they apply to local industry/regulatory requirements; . Oversee the AML Program for RBC Capital Markets and RBC Dain Rauscher; . Ensure effective oversight over products offered through Canadian branches but settled/cleared through NY Branch; . Provide central corporate level point of contact and coordination relating to AML issues, and lead maintenance of constructive working relationship with federal and state regulators and FinCEN; . Ensure internal and external audit and regulatory AML issues are resolved in a timely manner; . Ensure AML compliance and compliance management firmly embedded in the culture of RBC Capital Markets and RBC Dain Rauscher; . Manage AML, OFAC and BS A risks to an acceptable level and maintain a robust AML compliance program in relation to industry; . Ensure quality and consistency of AML compliance standards and performance across the One Broker/Dealer organization; . Ensure compliance oversight process are aligned with business strategies, operations and processes and that identified gaps or weaknesses are escalated to senior management; . Act as subject matter expert on AML, AT, ES and OFAC issues as they related to covered businesses and ensure that businesses understand requirements and corresponding impact on their business.

For more information, please click here to visit us at BankingandFinanceCrossing

For further information, please visit us online at http://www.bankingandfinancecrossing.com

Sign Up Now

Job Criteria:
Start Date:
Position Type: Full-Time Permanent
Years of Experience Required:
Education Required:
Overnight Travel:
Vacation Time:

Contact Information:

Contact Name: -	Company Type: Employer
Company: BankingandFinanceCrossing

City: Pasadena
State: California
Zip:

Web Site: http://www.bankingandfinancecrossing.com